Financial institutions must ensure that employees are aware and familiar with the latest compliance and regulatory rules. By deploying OBS solutions you will:
- Ensure your compliance and business ethics messages are seen by all relevant employees.
- Know that the designated individuals view every message in its entirety.
- Verify the identity of each user
- Maintain detailed audit records of each session
- Export results to other corporate systems
- Be able to demonstrate best practice and robust processes
- Record urgent communiques for upload and broadcast, easily and quickly
Download our guide: “Robust Evidence of Good Advice” here: IFA Advice 270115